SEC & FINRA Compliance Articles

In response to recent acquisitions of competitors, 17a-4’s DataParser will remain independent and open to technical integrations.  DataParser will debut an open API in 2021. Millbrook, NY – 17a-4’s DataParser is a leading middleware product for capturing third-party data for archive retention and eDiscovery.  Two other companies in the middleware space, Globanet’s Merge1 and Actiance, […]

Remote learning has become a crucial component for education organizations to reopen amidst the Coronavirus pandemic. Schools must decide which remote learning systems will work best for proposed plans and how the systems will be monitored to ensure efficacy and security. Millbrook, NY – 17a-4 LLC works with education organizations deploying DataParser for remote learning […]

Microsoft’s Advanced eDiscovery is a powerful tool for collections and legal productions, but organizations need to be prepared in the event the evidence’s ‘chain of custody’ is challenged.

The next version of 17a-4’s Teams DataParser will support Microsoft’s Graph API for data collection.  The new version of Teams DataParser will be available in Q4.  Millbrook, NY – 17a-4’s DataParser for Microsoft Teams is now being developed to support Microsoft’s Graph API.  DataParser is a leading compliance solution to collect regulated data types for […]

To respond to the COVID-19 pandemic, 17a-4 has multiple services available for clients. Twitter Flows can help clients monitor Tweets and DataParser can be used to collect internal and external chats related to COVID-19 communications. Millbrook, NY –17a-4, LLC is sharing a free Twitter capture service to clients that need monitor COVID-19 communications.  Using Microsoft’s […]

DataParser roadmap has been updated with new interfaces.  SharePoint Online support will be followed by WebEx Teams and OneDrive releases. Millbrook, NY – 17a-4 has added new sources to the DataParser roadmap for 2020 Beta and GA releases.  DataParser is a leading compliance solution to collect third party data for retention in a compliance archive.  […]

17a-4 is now offering state and local government clients free Twitter capture for compliance.   Leveraging Microsoft’s Power Automate, clients can collect Tweets into a SharePoint Online library or via email for retention and eDiscovery.  January 14, 2019.  Millbrook, NY – 17a-4, LLC is sharing a free Twitter capture service to state and local government clients […]

17a-4 has created a simplified bundle of services and software for financial institutions.  The suite combines 17a-4’s D3P services with 17a-4 software to provide a comprehensive solution for broker/dealer compliance. Millbrook, NY – 17a-4, LLC is combining a set of services and software into a suite for smaller financial institutions to easily and cost-effectively address […]

17a-4 has released SharePoint Online DataParser in Beta. The new module supports collection of SharePoint data from Office 365. Millbrook, NY – 17a-4, LLC, a software and services company enabling regulated clients to comply with SEC and FINRA requirements, has released a new DataParser module for SharePoint Online. DataParser is a leading compliance solution to […]

Financial institutions have supervisory and archiving regulatory requirements for software that performs automated investment strategies or interacts with markets or clients.  17a-4 LLC has a suite of services and products to bring software assets into compliance and mitigate IP risk. Millbrook, NY – 17a-4, LLC announces software defined escrow services to meet clients’ Regulatory and […]