SEC & FINRA Compliance Articles

17a-4, LLC, a leader in e-messaging compliance, announces a free service for regulated institutions to capture Twitter posts or YouTube videos into an institutional email archive.  PostLog is easy to configure and support up to 500 accounts.  April 6, 2021.  Millbrook, NY – 17a-4’s PostLog now supports Twitter and YouTube.  Many regulated institutions have policies […]

17a-4’s DataParser software now support Cisco Webex Message.  DataParser allows Cisco’s Webex chat clients to bring their chats and shared files into any compliance archive. Millbrook, NY – 17a-4, LLC has released Cisco Webex DataParser into general availability.  DataParser is a leading independent compliance solution to bring third-party data into any archive.  Cisco’s Webex Message […]

17a-4’s DataParser integrates with Microsoft Information Governance to send third-party data into Microsoft 365 archive for retention and eDiscovery. 17a-4, LLC, a global compliance software and services company, has joined Microsoft’s Intelligent Security Association (MISA). 17a-4’s DataParser is one of the leading middleware connectors for bringing regulated third-party data into an archive or eDiscovery platform. […]

External links represent both the power of the Internet and a significant regulatory compliance challenge.  Compliance officers must have compliance policies and disclaimers in place to clearly state their institution’s position with respect to the responsibility for content of linked sites on websites, emails and marketing documents. 17a-4, LLC works with compliance teams to help […]

DataParser adds support for external users with tagging and collection of chats and files.  As Microsoft Teams has become a major platform for communication and collaboration, it is important for regulated institutions to be able to identify external users and what information was shared during the meeting.  17a-4, LLC’s DataParser is widely used to capture […]

e-Disclaimer is on sale now through February 2021. 50% off a fully compliant hyperlinked email disclaimer service. 17a-4’s e-Disclaimer is a hyperlinked email disclaimer service with a managed repository.  Now and through February of 2021, all e-Disclaimer fees are discounted by 50%.  e-Disclaimer provides the legal protection required for corporate emails, removes the burden to […]

17a-4 announces DataParser’s Multi-Server feature for scalable architecture. This offering represents the next generation of throughput processing and datacenter security for DataParser.  Millbrook, NY – 17a-4’s DataParser is the leading, independent middleware tool for institutions to capture content from online meetings and enterprise collaboration platforms.  With the growth of online meeting platforms like Microsoft Teams […]

17a-4 now offers a Compliance Suite for Microsoft’s Azure.  The combination of software and services lets financial institutions cost effectively bring records into Azure to leverage Blob storage policies and stay in compliance with SEC Rule 17a-4.   Millbrook, NY – 17a-4, LLC, the leader in Rule 17a-4 compliance now offers a Compliance Suite for […]

DataParser has added support for Microsoft’s SharePoint Online. The new module of DataParser supporting SharePoint Online is now in general availability. Millbrook, NY – 17a-4, LLC has released SharePoint Online DataParser in general availability.  DataParser is the leading compliance solution to bring third-party data into any archive.  SharePoint in Microsoft 365 helps organizations share and […]

DataParser has added support for Webex Teams. The new module of DataParser for Webex Teams is in beta and available for testing. Millbrook, NY – 17a-4, LLC has released Webex Teams DataParser in beta for client testing and feedback.  DataParser is a leading compliance solution to bring third-party data into any archive.  Webex Teams is […]