17a-4’s Designated 3rd Party (“D3P”) Annual Review service now incorporates FINRA 3130 archive testing which is required as part of a broker / dealer’s annual review. The combination of annual documentation and testing provides financial institutions a comprehensive archive review for a cost-effective fee.
Follow this link to the complete Press Release…
http://www.prweb.com/releases/2012/6/prweb9650150.htm